MUSHK Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for MUSHK Limited, a Hong Kong-based licensed corporation with CE reference AAE045. Current licensed staff on file: 0 (total recorded over time: 123).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2011-06-01 |
| Type 2 — Dealing in futures contracts | present | 2011-06-01 |
| Type 4 — Advising on securities | present | 2011-06-01 |
| Type 5 — Advising on futures contracts | present | 2011-06-01 |
| Type 6 — Advising on corporate finance | present | 2011-06-01 |
| Type 9 — Asset management | present | 2005-11-18 |
Licensed staff (all-time) (123)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ka Pong (SFC:AHX696) Chan 陳嘉邦 | RO 4, 9 Rep 4, 6, 9 | Pre-2003 | 2005-10 |
| Paul Kwok Kin Cheng 鄭國乾 | RO 1, 4, 6 Rep 1, 4, 6 | 2006-10 | 2011-02 |
| Tsutomu Ichimura 市村勉 | RO 1, 2 Rep 1, 2 | 2006-08 | 2008-10 |
| Hiroshi Iguchi | RO 1, 2, 4, 5 Rep 1, 2, 4, 5, 6, 9 | Pre-2003 | 2009-03 |
| Hiroyuki Kawanishi 川西宏幸 | RO 4 | 2006-10 | 2008-03 |
| Hideyuki Kibe | RO 6 Rep 4, 6, 9 | Pre-2003 | 2005-07 |
| Bradley John Kirkland | RO 1, 4 Rep 1, 4 | 2007-08 | 2009-04 |
| Masakazu Kishimoto 岸本正和 | RO 1 Rep 1, 4 | 2008-01 | 2010-06 |
| Mitsuo Kumata | RO 1, 2, 4, 5 | 2007-11 | 2009-10 |
| Ayato Kurokawa | RO 6 Rep 6 | 2004-08 | 2005-10 |
| Eric Wing Cheong Leung 梁永昌 | RO 6 | Pre-2003 | 2005-08 |
| Wai Nam Leung 梁偉南 | RO 6 | 2008-02 | 2008-06 |
| Pak Keung Li 李栢強 | RO 1, 2, 4, 5 Rep 1, 2, 4, 5 | 2003-10 | 2008-11 |
| Kiyonobu Namba 難波聖延 | RO 1, 2, 4, 5 Rep 1, 2, 4, 5 | 2003-08 | 2005-11 |
| Kazutoshi Ogawa | RO 1, 2, 4, 5, 6 Rep 1, 2, 4, 5 | 2004-05 | 2007-12 |
| Makoto Otake 大竹誠 | RO 1, 2, 4, 5 Rep 1 | 2007-09 | 2011-02 |
| Yasuyuki Otsu | RO 1, 4 | 2009-08 | 2010-05 |
| Andrew John Portsmouth-Layton | RO 1, 4 Rep 1, 4 | 2006-06 | 2011-02 |
| Hua Shen 沈華 | RO 1 Rep 1 | 2007-04 | 2011-03 |
| Tatsuyoshi Shinohara 篠原達芳 | RO 4 Rep 4 | 2008-02 | 2011-02 |
| Man Sau Shum 沈文秀 | RO 1, 2, 4, 5 Rep 1, 2, 4, 5, 6, 9 | Pre-2003 | 2010-09 |
| David Shuh-Ren Sih 薛樹仁 | RO 4, 6, 9 | Pre-2003 | 2005-10 |
| Siu Kwan Sik 薛兆坤 | RO 6 Rep 6 | 2005-09 | 2007-04 |
| Hiromasa Sugawara | RO 1, 2, 4, 5 | Pre-2003 | 2004-12 |
| Hideki Suruga | RO 1, 2, 4, 5 Rep 1, 4 | 2009-08 | 2011-02 |
| Andrew Chung Lam Tsang 曾忠林 | RO 6 Rep 4, 6, 9 | Pre-2003 | 2005-10 |
| Keiichi Urata | RO 1, 2, 4, 5 Rep 1, 2, 4, 5 | 2007-01 | 2010-01 |
| Tamotsu Yasuda | RO 1, 4 Rep 1, 4 | 2006-05 | 2011-02 |
| Norihiro Asada | Rep 1 | 2007-08 | 2010-06 |
| Marcus Bryan Ashworth | Rep 1 | 2007-08 | 2009-04 |
| Maria Asprouli | Rep 1 | 2007-10 | 2008-04 |
| Miroslav Misha Boudny | Rep 1, 2 | 2007-10 | 2010-12 |
| Andreas Bruckner | Rep 1 | 2007-09 | 2010-12 |
| Malcolm Bunn | Rep 1 | 2008-02 | 2010-12 |
| Luke William Byrne | Rep 1 | 2010-07 | 2010-12 |
| Ada Yi Kan Chan 陳依芹 | Rep 6 | 2004-04 | 2005-10 |
| Dominic Gee Yan Chan 陳智恩 | Rep 1, 2 | 2007-08 | 2010-11 |
| Jody Kit Yee Chan 陳潔儀 | Rep 1 | 2007-09 | 2010-12 |
| Kong Chan 陳崗 | Rep 4, 6, 9 | Pre-2003 | 2003-07 |
| Oi Wan Chan 陳靄雲 | Rep 1, 4 | 2007-04 | 2007-06 |
| Simon Chi Ming Chan 陳志明 | Rep 1, 2, 4, 5, 6, 9 | Pre-2003 | 2004-10 |
| Ching Yap Chin 陳振業 | Rep 1, 2, 4, 5, 6, 9 | Pre-2003 | 2003-10 |
| Yong Sa Cho | Rep 1 | 2008-01 | 2010-04 |
| Hong Duan 段宏 | Rep 1 | 2010-06 | 2010-12 |
| Hiroyuki Eguchi | Rep 1 | 2007-05 | 2010-04 |
| Stephen Jason Freear | Rep 1 | 2008-05 | 2010-12 |
| Keizo Funato | Rep 1 | 2008-02 | 2010-12 |
| Adomas Gineitis | Rep 1 | 2007-10 | 2010-12 |
| Stephen John William Harrington | Rep 1 | 2009-05 | 2010-12 |
| Kenichi Hashimoto 橋本賢一 | Rep 1, 4 | 2009-03 | 2010-12 |
| Yoshinori Hashimoto | Rep 1 | 2007-09 | 2008-05 |
| Yoko Hiramoto | Rep 1 | 2007-10 | 2010-12 |
| Emiko Hiraoka | Rep 1, 4 | 2006-05 | 2010-04 |
| David A Hirst | Rep 1 | 2010-03 | 2010-12 |
| Huimin Hua | Rep 6 | 2005-08 | 2005-10 |
| Iris Mei Ha Hung 孔美霞 | Rep 4, 6, 9 | Pre-2003 | 2003-11 |
| Shigehisa Inadome 稻留重久 | Rep 1, 4 | 2006-08 | 2008-03 |
| Takahiro Ito 伊藤隆弘 | Rep 1 | 2009-10 | 2010-02 |
| Jessica Khine-Chit Khine | Rep 1 | 2008-04 | 2010-12 |
| Yuko Kiuchi | Rep 1, 4 | 2006-11 | 2010-12 |
| Ka Yan Karen Kwok 郭嘉欣 | Rep 1 | 2010-03 | 2010-12 |
| Edmond Hoi Tik Lam 林凱迪 | Rep 1 | 2006-08 | 2010-12 |
| Fung (SFC:ACC570) Lam 林峰 | Rep 1, 2, 4, 5, 6, 9 | Pre-2003 | 2004-03 |
| Andrew Lamont-Brown | Rep 1, 2 | 2007-10 | 2010-12 |
| Nelson Ho-Wing Lee 李浩榮 | Rep 1, 2 | 2008-05 | 2010-12 |
| Patrick Maung Lee | Rep 1 | 2010-02 | 2010-08 |
| Ka Kui (SFC:AJG151) Leung 梁家駒 | Rep 6 | 2003-11 | 2005-10 |
| Kally Leung 梁嘉莉 | Rep 1, 4 | 2004-02 | 2004-07 |
| Hoi On Li 李凱安 | Rep 1 | 2007-04 | 2007-05 |
| Veronica Wai Ching Li 李慧貞 | Rep 1, 4, 6 | 2006-10 | 2010-12 |
| Tak Wing Lung 龍德榮 | Rep 1, 2 | 2004-07 | 2008-11 |
| Xiaoyong Luo 羅小勇 | Rep 4, 6, 9 | Pre-2003 | 2005-06 |
| Glyn MacPherson | Rep 1 | 2009-06 | 2010-12 |
| Dominik Maeder | Rep 1 | 2007-10 | 2010-12 |
| Hau Lin Mak 麥巧蓮 | Rep 1 | 2008-07 | 2010-12 |
| Shinsuke Makino | Rep 1 | 2008-01 | 2009-10 |
| Lai Kai Man 文麗佳 | Rep 1 | 2007-04 | 2010-12 |
| Takeshi Mase 真瀨剛 | Rep 1 | 2007-11 | 2010-12 |
| Makoto Matsuda | Rep 4 | 2007-10 | 2010-05 |
| Masahiro Matsushita 松下昌宏 | Rep 1 | 2010-07 | 2010-12 |
| Akiko Matsuura 松浦安希子 | Rep 4 | 2008-11 | 2010-12 |
| David Christian McCulloch | Rep 1 | 2007-09 | 2008-03 |
| James Thomas Muir | Rep 1 | 2007-10 | 2010-09 |
| Kozue Nakauchi 仲內梢 | Rep 1 | 2010-09 | 2010-12 |
| Dong Soo Nam | Rep 1 | 2010-08 | 2010-12 |
| Noboru Ochiai 落合昇 | Rep 1, 4 | 2008-01 | 2010-06 |
| Satoru Ochiai | Rep 1 | 2009-07 | 2010-12 |
| Kengo Okajima 岡島謙吾 | Rep 1 | 2007-04 | 2007-06 |
| Miyuki Osawa | Rep 1, 4 | 2005-09 | 2007-06 |
| Natsumi Oyama 大山夏美 | Rep 4 | 2009-09 | 2010-12 |
| Candice Pan 潘士縈 | Rep 1, 4 | 2005-03 | 2010-12 |
| James Edward Pobjoy | Rep 1 | 2007-10 | 2010-12 |
| Huaiou Qin 秦懷歐 | Rep 1 | 2009-07 | 2010-12 |
| Michael Ryan Ramsey | Rep 1 | 2010-08 | 2010-12 |
| Toby Neil Robertson | Rep 1 | 2010-02 | 2010-12 |
| Fumio Samoto | Rep 1, 2, 4, 5, 6, 9 | Pre-2003 | 2003-08 |
| Wai Fung See Thor 司徒慧芬 | Rep 1 | 2010-11 | 2010-12 |
| Tadahisa Sekiguchi | Rep 1 | 2008-11 | 2010-12 |
| Lap Kei Shiu 蕭立基 | Rep 1, 2 | 2008-05 | 2010-12 |
| Clive Anthony Smith | Rep 1 | 2007-11 | 2010-11 |
Showing 1–100 of 123