Veronica Wai Ching Li
李慧貞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Veronica Wai Ching Li (李慧貞), a licensed former licensee with CE reference AHR005. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-31 | 2013-05-28 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-31 | 2013-05-28 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-12-31 | 2013-05-28 |
| MUSHK Limited | Rep | Type 1 — Dealing in securities | 2006-10-13 | 2010-12-30 |
| MUSHK Limited | Rep | Type 4 — Advising on securities | 2006-10-13 | 2010-12-30 |
| MUSHK Limited | Rep | Type 6 — Advising on corporate finance | 2006-10-13 | 2010-12-30 |
| First Worldsec Securities Limited 第一金和昇證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-03-31 |
| First Worldsec Securities Limited 第一金和昇證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-03-31 |
| First Worldsec Securities Limited 第一金和昇證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2006-03-31 |
| First Worldsec Securities Limited 第一金和昇證券有限公司 |
Rep | Type 9 — Asset management | present | 2006-03-31 |