Simon Chi Ming Chan
陳志明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Chi Ming Chan (陳志明), a licensed former licensee with CE reference AEJ403. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-01 | 2011-03-31 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-11-01 | 2011-03-31 |
| MUSHK Limited | Rep | Type 1 — Dealing in securities | present | 2004-10-04 |
| MUSHK Limited | Rep | Type 2 — Dealing in futures contracts | present | 2004-10-04 |
| MUSHK Limited | Rep | Type 4 — Advising on securities | present | 2004-10-04 |
| MUSHK Limited | Rep | Type 5 — Advising on futures contracts | present | 2004-10-04 |
| MUSHK Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-12-30 |
| MUSHK Limited | Rep | Type 9 — Asset management | present | 2003-12-30 |