James Thomas Muir
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Thomas Muir ( ), a licensed former licensee with CE reference APP015. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-19 | 2019-09-11 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-10-19 | 2019-09-11 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2016-10-19 | 2017-03-31 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-31 | 2015-09-29 |
| MUSHK Limited | Rep | Type 1 — Dealing in securities | 2007-10-05 | 2010-09-15 |