Keiichi Urata
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keiichi Urata ( ), a licensed former licensee with CE reference AOK029. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUSHK Limited | RO | Type 1 — Dealing in securities | 2007-05-11 | 2010-01-29 |
| MUSHK Limited | RO | Type 2 — Dealing in futures contracts | 2007-05-11 | 2010-01-29 |
| MUSHK Limited | RO | Type 4 — Advising on securities | 2007-05-11 | 2010-01-29 |
| MUSHK Limited | RO | Type 5 — Advising on futures contracts | 2007-05-11 | 2010-01-29 |
| MUSHK Limited | Rep | Type 1 — Dealing in securities | 2007-01-22 | 2007-05-11 |
| MUSHK Limited | Rep | Type 2 — Dealing in futures contracts | 2007-01-22 | 2007-05-11 |
| MUSHK Limited | Rep | Type 4 — Advising on securities | 2007-01-22 | 2007-05-11 |
| MUSHK Limited | Rep | Type 5 — Advising on futures contracts | 2007-01-22 | 2007-05-11 |