Hau Lin Mak
麥巧蓮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hau Lin Mak (麥巧蓮), a licensed former licensee with CE reference ACW654. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Worldsec Securities Limited 第一金和昇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-23 | 2017-02-21 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-31 | 2015-04-01 |
| MUSHK Limited | Rep | Type 1 — Dealing in securities | 2008-07-23 | 2010-12-30 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-02 | 2008-07-18 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
RO | Type 1 — Dealing in securities | 2005-02-25 | 2005-08-02 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-18 | 2005-02-25 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-16 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-27 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-27 |