Wai Nam Leung
梁偉南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Nam Leung (梁偉南), a licensed former licensee with CE reference AGH932. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanggu Securities Limited 上古證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-05 | 2024-04-17 |
| Shanggu Securities Limited 上古證券有限公司 |
RO | Type 4 — Advising on securities | 2018-02-05 | 2024-04-17 |
| Shanggu Securities Limited 上古證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-02-05 | 2024-04-17 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-16 | 2016-06-22 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-11-03 | 2016-06-22 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-01 | 2016-06-22 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-08-11 | 2008-11-03 |
| MUSHK Limited | RO | Type 6 — Advising on corporate finance | 2008-02-18 | 2008-06-07 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-11-16 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-12 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-11-16 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-12 |