Makoto Otake

大竹誠
CE No. APJ963 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Makoto Otake (大竹誠), a licensed former licensee with CE reference APJ963. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
MUFG Securities Asia Limited
三菱日聯證券亞洲有限公司
RO Type 1 — Dealing in securities 2010-12-31 2016-01-30
MUFG Securities Asia Limited
三菱日聯證券亞洲有限公司
RO Type 2 — Dealing in futures contracts 2010-12-31 2016-01-30
MUFG Securities Asia Limited
三菱日聯證券亞洲有限公司
RO Type 4 — Advising on securities 2010-12-31 2016-01-30
MUSHK Limited RO Type 1 — Dealing in securities 2010-05-27 2011-02-28
MUSHK Limited RO Type 2 — Dealing in futures contracts 2010-05-27 2011-02-28
MUSHK Limited RO Type 4 — Advising on securities 2010-05-27 2011-02-28
MUSHK Limited RO Type 5 — Advising on futures contracts 2010-05-27 2011-02-28
MUSHK Limited Rep Type 1 — Dealing in securities 2007-09-14 2010-05-27

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