Oi Wan Chan
陳靄雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oi Wan Chan (陳靄雲), a licensed Representative with CE reference AOT458. Currently licensed at 1 firm(s): Sun Life Investment Management Asia Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sun Life Investment Management Asia Limited 永明投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2025-06-09 | present |
| Sun Life Investment Management Asia Limited 永明投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2025-06-09 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-22 | 2013-11-15 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-22 | 2013-11-15 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-08-02 | 2011-12-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2007-08-02 | 2013-02-21 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2007-08-02 | 2011-12-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-07-04 | 2013-02-21 |
| MUSHK Limited | Rep | Type 1 — Dealing in securities | 2007-04-02 | 2007-06-30 |
| MUSHK Limited | Rep | Type 4 — Advising on securities | 2007-04-02 | 2007-06-30 |