Ching Yap Chin
陳振業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Yap Chin (陳振業), a licensed Representative with CE reference AHN831. Currently licensed at 1 firm(s): LGT Investment Management (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2017-06-22 | present |
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2008-11-03 | 2011-10-14 |
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 |
RO | Type 4 — Advising on securities | 2008-11-03 | 2011-10-14 |
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 |
RO | Type 9 — Asset management | 2008-11-03 | 2008-11-20 |
| MUSHK Limited | Rep | Type 1 — Dealing in securities | present | 2003-10-02 |
| MUSHK Limited | Rep | Type 2 — Dealing in futures contracts | present | 2003-10-02 |
| MUSHK Limited | Rep | Type 4 — Advising on securities | present | 2003-10-02 |
| MUSHK Limited | Rep | Type 5 — Advising on futures contracts | present | 2003-10-02 |
| MUSHK Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-10-02 |
| MUSHK Limited | Rep | Type 9 — Asset management | present | 2003-10-02 |