La Roche & Co Asia Limited
瑞羅亞洲有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for La Roche & Co Asia Limited (瑞羅亞洲有限公司), a Hong Kong-based licensed corporation with CE reference AQF577. Current licensed staff on file: 0 (total recorded over time: 11). Earliest licence on file: 2008-03-05.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2008-03-05 | 2011-12-08 |
| Type 4 — Advising on securities | 2008-03-05 | 2011-12-08 |
| Type 9 — Asset management | 2008-03-05 | 2008-12-04 |
Licensed staff (all-time) (11)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Mathias Philipp Buettiker | RO 1, 4, 9 | 2008-03 | 2011-10 |
| Ching Yap Chin 陳振業 | RO 1, 4, 9 | 2008-11 | 2011-10 |
| Chun Chuan Kwong 鄺君泉 | RO 1, 4, 9 | 2008-03 | 2010-08 |
| Francois Maurice Labhardt | RO 1, 4, 9 | 2008-03 | 2009-05 |
| Keng Hian Lim | RO 1, 4 Rep 1, 4 | 2011-02 | 2011-09 |
| Edwin Wing Shun Kwok 郭永淳 | Rep 1, 4 | 2009-08 | 2011-10 |
| Sau Fong Law 羅秀芳 | Rep 1, 4 | 2008-08 | 2011-10 |
| Donna Rose Ong Legaspi 王金美 | Rep 1, 4 | 2010-06 | 2011-09 |
| Chi Man Li 李志文 | Rep 1, 4 | 2010-01 | 2010-12 |
| Patrick Lawrence Kim Boon Ong 王金文 | Rep 1, 4 | 2010-10 | 2011-10 |
| Denise Wan Rou Tam 譚菀柔 | Rep 1, 4, 9 | 2008-03 | 2011-10 |
Showing 1–11 of 11