Donna Rose Ong Legaspi
王金美
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Donna Rose Ong Legaspi (王金美), a licensed former licensee with CE reference AOU143. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-21 | 2011-09-01 |
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-21 | 2011-09-01 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-02-03 | 2010-02-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-27 | 2010-02-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-11-27 | 2010-02-27 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-11-27 | 2010-02-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-04-17 | 2008-11-08 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-04-17 | 2008-11-08 |