Chi Man Li
李志文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Man Li (李志文), a licensed former licensee with CE reference AIR529. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-11 | 2010-12-31 |
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-01-11 | 2010-12-31 |