Keng Hian Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keng Hian Lim, a licensed Representative with CE reference AWT968. Currently licensed at 1 firm(s): LGT Investment Management (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2017-07-12 | present |
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2011-07-27 | 2011-09-30 |
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 |
RO | Type 4 — Advising on securities | 2011-07-27 | 2011-09-30 |
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-16 | 2011-07-27 |
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-02-16 | 2011-07-27 |