Candice Pan
潘士縈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Candice Pan (潘士縈), a licensed Responsible Officer with CE reference ALU600. Currently licensed at 1 firm(s): Centuriam Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Centuriam Limited 百式投資管理有限公司 |
RO | Type 4 — Advising on securities | 2025-06-09 | present |
| Centuriam Limited 百式投資管理有限公司 |
RO | Type 9 — Asset management | 2025-06-09 | present |
| Centuriam Limited 百式投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2024-02-02 | present |
| Centuriam Limited 百式投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-07-09 | 2025-06-09 |
| Centuriam Limited 百式投資管理有限公司 |
Rep | Type 9 — Asset management | 2024-01-22 | 2025-06-09 |
| Centuriam Limited 百式投資管理有限公司 |
RO | Type 4 — Advising on securities | 2023-06-16 | 2024-07-09 |
| Centuriam Limited 百式投資管理有限公司 |
RO | Type 9 — Asset management | 2023-06-16 | 2024-01-22 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-02-17 | 2021-09-24 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-21 | 2021-09-24 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-21 | 2021-09-24 |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-15 | 2021-01-12 |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-03 | 2021-01-12 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-31 | 2020-01-31 |
| MUSHK Limited | Rep | Type 1 — Dealing in securities | 2005-03-29 | 2010-12-30 |
| MUSHK Limited | Rep | Type 4 — Advising on securities | 2005-03-29 | 2010-12-30 |