Paul Kwok Kin Cheng
鄭國乾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Kwok Kin Cheng (鄭國乾), a licensed former licensee with CE reference ADU243. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2010-12-31 | 2013-01-01 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2010-12-31 | 2013-01-01 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-12-31 | 2013-01-01 |
| MUSHK Limited | RO | Type 1 — Dealing in securities | 2007-03-26 | 2011-02-28 |
| MUSHK Limited | RO | Type 4 — Advising on securities | 2007-03-26 | 2011-02-28 |
| MUSHK Limited | RO | Type 6 — Advising on corporate finance | 2007-03-26 | 2011-02-28 |
| MUSHK Limited | Rep | Type 1 — Dealing in securities | 2006-10-27 | 2007-03-26 |
| MUSHK Limited | Rep | Type 4 — Advising on securities | 2006-10-27 | 2007-03-26 |
| MUSHK Limited | Rep | Type 6 — Advising on corporate finance | 2006-10-27 | 2007-03-26 |
| First Worldsec Securities Limited 第一金和昇證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-04-26 | 2006-03-31 |
| First Worldsec Securities Limited 第一金和昇證券有限公司 |
RO | Type 4 — Advising on securities | 2004-01-08 | 2006-03-31 |
| First Worldsec Securities Limited 第一金和昇證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-01-08 | 2006-03-31 |
| First Worldsec Securities Limited 第一金和昇證券有限公司 |
RO | Type 9 — Asset management | 2004-01-08 | 2006-03-31 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
RO | Type 4 — Advising on securities | present | 2004-01-08 |
| Worldsec International Limited 和昇國際有限公司 |
RO | Type 4 — Advising on securities | present | 2003-07-30 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-01-08 |
| Worldsec International Limited 和昇國際有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-07-30 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
RO | Type 9 — Asset management | present | 2004-01-08 |
| Worldsec International Limited 和昇國際有限公司 |
RO | Type 9 — Asset management | present | 2003-07-30 |