Clive Anthony Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clive Anthony Smith ( ), a licensed former licensee with CE reference APW353. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-03 | 2013-06-10 |
| MUSHK Limited | Rep | Type 1 — Dealing in securities | 2007-11-28 | 2010-11-23 |