Howel Gruffudd Rhys Thomas
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Howel Gruffudd Rhys Thomas, a licensed Representative with CE reference ADS535. Currently licensed at 1 firm(s): Geomatrix (H.K.) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Geomatrix (H.K.) Limited 世確(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-08-20 | present |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-01-12 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-12 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-05-25 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-25 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-25 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-25 |