Alan Ka Ming Wong
王嘉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Ka Ming Wong (王嘉明), a licensed Representative with CE reference ARQ657. Currently licensed at 1 firm(s): Valliance Asset Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Valliance Asset Management Limited | Rep | Type 9 — Asset management | 2026-01-06 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-16 | 2025-09-26 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-16 | 2025-09-26 |
| Brilliance Asset Management Limited 才華資本管理有限公司 |
Rep | Type 9 — Asset management | 2021-06-02 | 2022-03-28 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-29 | 2018-10-20 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-10-29 | 2016-02-15 |