Andrew Charles Maynard
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Charles Maynard ( ), a licensed former licensee with CE reference ACK647. Total licence records on file: 36.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Renaissance Broking Services (Hong Kong) Limited 華興金融服務(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-08-30 | 2025-08-05 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-06-18 | 2025-08-05 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-06-18 | 2025-08-05 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-04 | 2019-06-18 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-04 | 2019-06-18 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2016-02-01 | 2018-03-28 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 7 — Providing automated trading services | 2016-02-01 | 2018-03-28 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-13 | 2016-02-01 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 7 — Providing automated trading services | 2015-10-13 | 2016-02-01 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 7 — Providing automated trading services | 2013-07-09 | 2015-03-19 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 4 — Advising on securities | 2012-09-07 | 2015-03-19 |
| CLSA Futures Limited 里昂期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2012-09-07 | 2015-03-19 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-11-17 | 2015-03-19 |
| CLSA Futures Limited 里昂期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-11-17 | 2015-03-19 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-30 | 2011-11-17 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-05-30 | 2011-11-17 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-30 | 2012-12-03 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-05-30 | 2012-09-07 |
| Merrill Lynch Far East Limited | RO | Type 2 — Dealing in futures contracts | 2010-08-20 | 2011-03-01 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 7 — Providing automated trading services | 2007-11-26 | 2011-03-01 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2003-12-19 | 2011-03-01 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2003-12-19 | 2011-03-01 |
| Merrill Lynch Futures (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2003-08-15 | 2011-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2003-12-19 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | present | 2003-12-19 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | present | 2003-08-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2003-08-14 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | present | 2003-08-14 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | present | 2003-08-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-08-14 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-08-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2003-08-14 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | present | 2003-08-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2003-08-14 |
| Merrill Lynch Far East Limited | Rep | Type 9 — Asset management | present | 2003-08-14 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2003-08-14 |