Andrew Charles Maynard

CE No. ACK647 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Charles Maynard (), a licensed former licensee with CE reference ACK647. Total licence records on file: 36.

Licence history

FirmRoleRegulated activityFromTo
China Renaissance Broking Services (Hong Kong) Limited
華興金融服務(香港)有限公司
RO Type 1 — Dealing in securities 2019-08-30 2025-08-05
China Renaissance Securities (Hong Kong) Limited
華興證券(香港)有限公司
RO Type 1 — Dealing in securities 2019-06-18 2025-08-05
China Renaissance Securities (Hong Kong) Limited
華興證券(香港)有限公司
RO Type 4 — Advising on securities 2019-06-18 2025-08-05
China Renaissance Securities (Hong Kong) Limited
華興證券(香港)有限公司
Rep Type 1 — Dealing in securities 2018-10-04 2019-06-18
China Renaissance Securities (Hong Kong) Limited
華興證券(香港)有限公司
Rep Type 4 — Advising on securities 2018-10-04 2019-06-18
HSBC Securities Brokers (Asia) Limited
滙豐證券經紀(亞洲)有限公司
RO Type 1 — Dealing in securities 2016-02-01 2018-03-28
HSBC Securities Brokers (Asia) Limited
滙豐證券經紀(亞洲)有限公司
RO Type 7 — Providing automated trading services 2016-02-01 2018-03-28
HSBC Securities Brokers (Asia) Limited
滙豐證券經紀(亞洲)有限公司
Rep Type 1 — Dealing in securities 2015-10-13 2016-02-01
HSBC Securities Brokers (Asia) Limited
滙豐證券經紀(亞洲)有限公司
Rep Type 7 — Providing automated trading services 2015-10-13 2016-02-01
CLSA Limited
中信里昂證券有限公司
RO Type 7 — Providing automated trading services 2013-07-09 2015-03-19
CLSA Limited
中信里昂證券有限公司
RO Type 4 — Advising on securities 2012-09-07 2015-03-19
CLSA Futures Limited
里昂期貨有限公司
RO Type 5 — Advising on futures contracts 2012-09-07 2015-03-19
CLSA Limited
中信里昂證券有限公司
RO Type 1 — Dealing in securities 2011-11-17 2015-03-19
CLSA Futures Limited
里昂期貨有限公司
RO Type 2 — Dealing in futures contracts 2011-11-17 2015-03-19
CLSA Limited
中信里昂證券有限公司
Rep Type 1 — Dealing in securities 2011-05-30 2011-11-17
CLSA Futures Limited
里昂期貨有限公司
Rep Type 2 — Dealing in futures contracts 2011-05-30 2011-11-17
CLSA Research Limited
里昂證券投資研究有限公司
Rep Type 4 — Advising on securities 2011-05-30 2012-12-03
CLSA Futures Limited
里昂期貨有限公司
Rep Type 5 — Advising on futures contracts 2011-05-30 2012-09-07
Merrill Lynch Far East Limited RO Type 2 — Dealing in futures contracts 2010-08-20 2011-03-01
Merrill Lynch (Asia Pacific) Limited RO Type 7 — Providing automated trading services 2007-11-26 2011-03-01
Merrill Lynch (Asia Pacific) Limited RO Type 1 — Dealing in securities 2003-12-19 2011-03-01
Merrill Lynch Far East Limited RO Type 1 — Dealing in securities 2003-12-19 2011-03-01
Merrill Lynch Futures (Hong Kong) Limited RO Type 2 — Dealing in futures contracts 2003-08-15 2011-03-01
Merrill Lynch (Asia Pacific) Limited Rep Type 1 — Dealing in securities present 2003-12-19
Merrill Lynch Far East Limited Rep Type 1 — Dealing in securities present 2003-12-19
Merrill Lynch Futures (Hong Kong) Limited Rep Type 2 — Dealing in futures contracts present 2003-08-15
Merrill Lynch (Asia Pacific) Limited Rep Type 4 — Advising on securities present 2003-08-14
Merrill Lynch Far East Limited Rep Type 4 — Advising on securities present 2003-08-14
Merrill Lynch Futures (Hong Kong) Limited Rep Type 5 — Advising on futures contracts present 2003-08-14
Merrill Lynch (Asia Pacific) Limited Rep Type 6 — Advising on corporate finance present 2003-08-14
Merrill Lynch Far East Limited Rep Type 6 — Advising on corporate finance present 2003-08-14
Merrill Lynch (Asia Pacific) Limited Rep Type 7 — Providing automated trading services present 2003-08-14
Merrill Lynch Futures (Hong Kong) Limited Rep Type 7 — Providing automated trading services present 2003-08-14
Merrill Lynch (Asia Pacific) Limited Rep Type 9 — Asset management present 2003-08-14
Merrill Lynch Far East Limited Rep Type 9 — Asset management present 2003-08-14
Merrill Lynch Futures (Hong Kong) Limited Rep Type 9 — Asset management present 2003-08-14

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