John David Bird
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John David Bird ( ), a licensed former licensee with CE reference AKY461. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-27 | 2015-03-28 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-02-27 | 2015-03-28 |
| CLSA Futures Limited 里昂期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2007-03-07 | 2015-03-28 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-02-01 | 2012-02-27 |
| CLSA Futures Limited 里昂期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-02-01 | 2015-03-28 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 4 — Advising on securities | 2005-02-01 | 2012-02-27 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-29 | 2005-02-01 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2004-12-29 | 2005-02-01 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-07-19 | 2005-02-01 |