Nigel John Beattie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nigel John Beattie ( ), a licensed former licensee with CE reference ACM773. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-26 | 2017-08-31 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 7 — Providing automated trading services | 2017-02-24 | 2019-05-01 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2015-09-24 | 2017-02-24 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-24 | 2019-05-01 |
| CLSA Futures Limited 里昂期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-09-24 | 2016-02-15 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 4 — Advising on securities | 2015-09-24 | 2019-05-01 |
| CLSA Futures Limited 里昂期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2015-09-24 | 2016-02-15 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 7 — Providing automated trading services | 2007-11-26 | 2008-01-21 |
| Merrill Lynch Futures (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2007-02-02 | 2008-01-21 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2005-05-27 | 2008-01-21 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2005-05-27 | 2008-01-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2004-11-05 | 2005-05-27 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2004-11-05 | 2007-02-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2004-03-24 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | present | 2004-03-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2004-03-24 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | present | 2004-03-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-03-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2004-03-24 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | present | 2004-03-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2004-03-24 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2004-03-24 |