Jia Sun
孫佳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jia Sun (孫佳), a licensed Responsible Officer with CE reference BEQ540. Currently licensed at 2 firm(s): CITIC Securities Brokerage (HK) Limited, CLSA Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2025-08-13 | present |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-08-13 | present |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-24 | 2015-11-01 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-04-24 | 2015-11-01 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-25 | 2015-04-23 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-02-25 | 2015-04-23 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-15 | 2015-02-23 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-12-15 | 2015-02-23 |