Patrick Wai Yip Fung
馮偉業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Wai Yip Fung (馮偉業), a licensed former licensee with CE reference AOW903. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| De Riva Asia Limited |
RO | Type 1 — Dealing in securities | 2014-04-29 | 2026-04-01 |
| De Riva Asia Limited |
RO | Type 2 — Dealing in futures contracts | 2014-04-29 | 2026-04-01 |
| De Riva Asia Limited |
Rep | Type 1 — Dealing in securities | 2014-02-11 | 2014-04-29 |
| De Riva Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2014-02-11 | 2014-04-29 |
| De Riva Asia Limited |
RO | Type 1 — Dealing in securities | 2013-07-26 | 2014-01-26 |
| De Riva Asia Limited |
RO | Type 2 — Dealing in futures contracts | 2013-07-26 | 2014-01-26 |
| De Riva Asia Limited |
Rep | Type 1 — Dealing in securities | 2013-03-11 | 2013-07-26 |
| De Riva Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2013-03-11 | 2013-07-26 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 2 — Dealing in futures contracts | 2008-06-26 | 2013-02-28 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2008-02-25 | 2013-02-28 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-05 | 2008-01-14 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-11-05 | 2008-01-14 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-09 | 2007-09-29 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-05-09 | 2007-09-29 |