Michael Francis Dillon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Francis Dillon ( ), a licensed former licensee with CE reference AWX602. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-03-03 | 2014-09-06 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-03-03 | 2014-09-06 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-03-03 | 2011-12-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-03-03 | 2014-09-06 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-03-03 | 2011-12-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2011-03-03 | 2014-09-06 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2011-03-03 | 2011-12-31 |