Ka Yau Wong
黃嘉佑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yau Wong (黃嘉佑), a licensed former licensee with CE reference AHL492. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-02-25 | 2016-04-05 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-06-27 | 2012-08-02 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-06-27 | 2011-12-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2011-06-27 | 2012-08-02 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2011-06-27 | 2011-12-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-04-29 | 2011-05-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2010-04-29 | 2011-05-04 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-12 | 2010-04-12 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-11 | 2010-03-23 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2006-12-05 | 2007-05-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2004-03-30 | 2006-11-10 |