Hubert Wai Hon Lee
李威漢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hubert Wai Hon Lee (李威漢), a licensed former licensee with CE reference AGI659. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2006-04-21 | 2021-09-10 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2006-04-21 | 2011-12-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-04-11 | 2021-09-10 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-04-11 | 2011-12-31 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 1 — Dealing in securities | present | 2006-03-17 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 4 — Advising on securities | present | 2006-03-17 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-09-26 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 9 — Asset management | present | 2003-09-26 |