Pedro Augusto Botelho Bastos
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pedro Augusto Botelho Bastos ( ), a licensed former licensee with CE reference ATV304. Total licence records on file: 33.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2021-12-23 | 2022-05-13 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2021-12-23 | 2022-05-13 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2021-12-23 | 2022-05-13 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2021-12-23 | 2022-05-13 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2021-12-23 | 2022-05-13 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2021-12-23 | 2022-05-13 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2021-12-23 | 2022-05-13 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2021-12-23 | 2022-05-13 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 9 — Asset management | 2021-12-23 | 2022-05-13 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2021-12-23 | 2022-05-13 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2018-08-07 | 2021-12-23 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | 2018-08-07 | 2021-12-23 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | 2018-08-07 | 2021-12-23 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Type 5 — Advising on futures contracts | 2018-08-07 | 2020-03-02 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2014-06-25 | 2021-12-23 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2014-06-25 | 2021-12-23 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2014-06-25 | 2021-12-23 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2014-06-25 | 2021-12-23 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Type 4 — Advising on securities | 2014-06-25 | 2020-03-02 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2014-06-25 | 2021-12-23 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Type 9 — Asset management | 2014-06-25 | 2021-12-23 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 9 — Asset management | 2014-06-25 | 2021-12-23 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-06-12 | 2014-06-25 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-06-12 | 2014-06-25 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2014-06-12 | 2014-06-25 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2014-06-12 | 2014-06-25 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 4 — Advising on securities | 2014-06-12 | 2014-06-25 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2014-06-12 | 2014-06-25 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 9 — Asset management | 2014-06-12 | 2014-06-25 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2014-06-12 | 2014-06-25 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-09-28 | 2009-10-12 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-09-28 | 2009-10-12 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-09-28 | 2009-10-12 |