Joanna Mary Munro
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joanna Mary Munro ( ), a licensed former licensee with CE reference AUW071. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2011-05-09 | 2014-07-03 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2011-05-09 | 2014-07-03 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2011-05-09 | 2014-07-03 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Type 4 — Advising on securities | 2011-05-09 | 2014-07-03 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2011-05-09 | 2014-07-03 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2011-05-09 | 2014-07-03 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Type 9 — Asset management | 2011-05-09 | 2014-07-03 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 9 — Asset management | 2011-05-09 | 2014-07-03 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-03-09 | 2010-03-22 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-03-09 | 2010-03-22 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-03-09 | 2010-03-22 |