Suk Man Chan
陳淑敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suk Man Chan (陳淑敏), a licensed Representative with CE reference AFT975. Currently licensed at 1 firm(s): UOB Kay Hian (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 32.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-06-03 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2025-06-03 | present |
| Solaris Capital Advisors (HK) Limited 碩聯環球投資股份有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-05 | 2022-06-01 |
| Solaris Capital Advisors (HK) Limited 碩聯環球投資股份有限公司 |
Rep | Type 9 — Asset management | 2021-03-05 | 2022-06-01 |
| Fosun Asset Management Limited 復星資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-10 | 2020-09-25 |
| Fosun Asset Management Limited 復星資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-10 | 2020-09-25 |
| Fosun Asset Management Limited 復星資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-08-10 | 2020-09-25 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2016-10-18 | 2019-12-19 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2016-10-18 | 2019-12-19 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2016-10-18 | 2019-12-19 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2016-10-18 | 2019-12-19 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | 2016-10-18 | 2019-12-19 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | 2016-10-18 | 2019-12-19 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2016-10-18 | 2019-12-19 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 9 — Asset management | 2016-10-18 | 2019-12-19 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-06-24 | 2016-10-18 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-06-24 | 2016-10-18 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2010-06-24 | 2016-10-18 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2010-06-24 | 2016-10-18 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-12-09 | 2011-12-31 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2009-12-09 | 2011-12-31 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2009-12-09 | 2011-12-31 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2009-12-09 | 2011-12-31 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-03 | 2009-11-30 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2004-08-03 | 2009-11-30 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2004-08-03 | 2009-11-30 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2004-08-03 | 2009-11-30 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-07-30 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-30 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-07-30 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-30 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-30 |