Robert Denis Tucker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Denis Tucker ( ), a licensed former licensee with CE reference ALZ927. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2005-07-15 | 2010-03-20 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2005-07-15 | 2010-03-20 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2005-05-25 | 2009-09-23 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2005-05-25 | 2009-09-23 |