King Lun Au
區景麟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Lun Au (區景麟), a licensed former licensee with CE reference ABL820. Total licence records on file: 64.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Value Partners Technology Systems Limited 惠理資訊系統有限公司 |
RO | Type 1 — Dealing in securities | 2017-06-12 | 2018-09-12 |
| Value Partners Technology Systems Limited 惠理資訊系統有限公司 |
RO | Type 4 — Advising on securities | 2017-06-12 | 2018-09-12 |
| Value Partners Technology Systems Limited 惠理資訊系統有限公司 |
RO | Type 9 — Asset management | 2017-06-12 | 2018-09-12 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-13 | 2020-07-10 |
| Value Partners Limited 惠理基金管理公司 |
RO | Type 1 — Dealing in securities | 2017-03-13 | 2020-07-10 |
| Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 |
RO | Type 4 — Advising on securities | 2017-03-13 | 2020-07-10 |
| Sensible Asset Management Limited 盛寶資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-03-13 | 2020-07-10 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
RO | Type 4 — Advising on securities | 2017-03-13 | 2020-07-10 |
| Value Partners Limited 惠理基金管理公司 |
RO | Type 4 — Advising on securities | 2017-03-13 | 2020-07-10 |
| Value Partners Private Equity Limited 惠理直接投資有限公司 |
RO | Type 4 — Advising on securities | 2017-03-13 | 2020-07-10 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-03-13 | 2020-07-10 |
| Value Partners Limited 惠理基金管理公司 |
RO | Type 5 — Advising on futures contracts | 2017-03-13 | 2020-07-10 |
| Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 |
RO | Type 9 — Asset management | 2017-03-13 | 2020-07-10 |
| Sensible Asset Management Limited 盛寶資產管理有限公司 |
RO | Type 9 — Asset management | 2017-03-13 | 2020-07-10 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
RO | Type 9 — Asset management | 2017-03-13 | 2020-07-10 |
| Value Partners Limited 惠理基金管理公司 |
RO | Type 9 — Asset management | 2017-03-13 | 2020-07-10 |
| Value Partners Private Equity Limited 惠理直接投資有限公司 |
RO | Type 9 — Asset management | 2017-03-13 | 2020-07-10 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-16 | 2017-03-13 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 1 — Dealing in securities | 2017-01-16 | 2017-03-13 |
| Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-16 | 2017-03-13 |
| Sensible Asset Management Limited 盛寶資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-16 | 2017-03-13 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-16 | 2017-03-13 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 — Advising on securities | 2017-01-16 | 2017-03-13 |
| Value Partners Private Equity Limited 惠理直接投資有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-16 | 2017-03-13 |
| Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2017-01-16 | 2017-03-13 |
| Sensible Asset Management Limited 盛寶資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-01-16 | 2017-03-13 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 9 — Asset management | 2017-01-16 | 2017-03-13 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 — Asset management | 2017-01-16 | 2017-03-13 |
| Value Partners Private Equity Limited 惠理直接投資有限公司 |
Rep | Type 9 — Asset management | 2017-01-16 | 2017-03-13 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
RO | Type 1 — Dealing in securities | 2016-02-22 | 2016-12-09 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
RO | Type 4 — Advising on securities | 2016-02-22 | 2016-12-09 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
RO | Type 9 — Asset management | 2016-02-22 | 2016-12-09 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 1 — Dealing in securities | 2015-12-16 | 2016-02-22 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 4 — Advising on securities | 2015-12-16 | 2016-02-22 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 9 — Asset management | 2015-12-16 | 2016-02-22 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2010-12-15 | 2015-12-03 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
RO | Type 4 — Advising on securities | 2010-12-15 | 2015-12-03 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
RO | Type 9 — Asset management | 2010-12-15 | 2015-12-03 |
| FRM Hong Kong Limited |
RO | Type 9 — Asset management | 2009-01-09 | 2010-04-30 |
| FRM Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2008-09-12 | 2010-04-30 |
| Halbis Capital Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2006-07-11 | 2008-08-01 |
| Halbis Capital Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2006-07-11 | 2008-08-01 |
| Halbis Capital Management (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | 2006-07-11 | 2008-08-01 |
| Halbis Capital Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2006-07-11 | 2008-08-01 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2006-03-29 | 2008-08-01 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 6 — Advising on corporate finance | 2005-06-06 | 2008-08-01 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2004-05-17 | 2008-08-01 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | present | 2004-05-17 |
| Halbis Capital Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | present | 2004-08-30 |
| Halbis Capital Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | present | 2004-05-07 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | present | 2008-08-01 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Type 4 — Advising on securities | present | 2008-08-01 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 4 — Advising on securities | present | 2008-08-01 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | present | 2008-08-01 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Type 5 — Advising on futures contracts | present | 2008-08-01 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | present | 2008-08-01 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 6 — Advising on corporate finance | present | 2004-05-07 |
| Halbis Capital Management (Hong Kong) Limited | RO | Type 6 — Advising on corporate finance | present | 2004-05-07 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 6 — Advising on corporate finance | present | 2004-05-07 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Type 6 — Advising on corporate finance | present | 2004-05-07 |
| Halbis Capital Management (Hong Kong) Limited | RO | Type 9 — Asset management | present | 2004-05-07 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | present | 2008-08-01 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Type 9 — Asset management | present | 2008-08-01 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 9 — Asset management | present | 2008-08-01 |