Christopher Richard Adams
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Richard Adams ( ), a licensed former licensee with CE reference ANT656. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-10-20 | 2014-05-30 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-10-20 | 2014-05-30 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-10-20 | 2011-12-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-10-20 | 2014-05-30 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-10-20 | 2014-05-30 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-10-20 | 2011-12-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2011-10-20 | 2014-05-30 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2011-10-20 | 2014-05-30 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2011-10-20 | 2011-12-31 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-17 | 2011-09-10 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-29 | 2011-09-10 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-08-29 | 2011-09-10 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 4 — Advising on securities | 2006-08-09 | 2008-06-29 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 9 — Asset management | 2006-08-09 | 2008-06-29 |