Gregory Lok Hang Suen
孫樂衡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gregory Lok Hang Suen (孫樂衡), a licensed Responsible Officer with CE reference ALI171. Currently licensed at 1 firm(s): APG Investments Asia Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| APG Investments Asia Limited 荷蘭匯盈投資亞洲有限公司 |
RO | Type 4 — Advising on securities | 2019-12-16 | present |
| APG Investments Asia Limited 荷蘭匯盈投資亞洲有限公司 |
RO | Type 9 — Asset management | 2019-12-16 | present |
| APG Investments Asia Limited 荷蘭匯盈投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-02 | 2019-12-16 |
| APG Investments Asia Limited 荷蘭匯盈投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2019-10-02 | 2019-12-16 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-06-24 | 2019-09-27 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-06-24 | 2019-09-27 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2010-06-24 | 2019-09-27 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-12-18 | 2011-12-31 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-12-18 | 2011-12-31 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2007-12-03 | 2011-12-31 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-01-03 | 2007-11-14 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2004-11-26 | 2007-11-14 |