CITIC Frontier China Research Limited

中信投資研究有限公司
CE No. AJK805 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CITIC Frontier China Research Limited (中信投資研究有限公司), a Hong Kong-based licensed corporation with CE reference AJK805. Current licensed staff on file: 0 (total recorded over time: 32). Earliest licence on file: 2004-03-12.

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2004-07-13 2006-02-06
Type 4 — Advising on securities 2004-03-12 2006-02-06

Licensed staff (all-time) (32)
Active on date

Name Activities First licensed To
Bee Geok Alina Chiew 周美玉 RO 4 Rep 4 2004-08 2006-02
Cheuk Yuet Ho 何綽越 RO 1, 4 2004-03 2006-02
Eddie Kit Wai Wong 王傑偉 RO 1, 4 2004-03 2006-02
Lihua Bao 包丽华 Rep 4 2004-08 2005-12
Chi Hang Chan 陳志恆 Rep 4 2004-10 2006-02
Mong Har Chan Rep 4 2004-07 2004-09
Wing Lam Cheung 張永林 Rep 4 2004-07 2006-02
Ying Deng 鄧穎 Rep 1, 4 2005-10 2006-02
Ping Gao 高平 Rep 4 2004-08 2006-02
Lijia Ge 葛丽佳 Rep 1, 4 2004-08 2005-12
Pui Sze Ho 何佩詩 Rep 4 2005-08 2006-02
Yansu Christie Ju 居燕蘇 Rep 4 2004-10 2005-03
Teresa Francesca Wing Sze Lai 賴詠詩 Rep 4 2005-01 2005-12
James Kin Pong Lam 林建邦 Rep 4 2004-07 2006-02
Carmela Yin Mei Lau 劉燕薇 Rep 1 2005-01 2005-10
Wai Man (SFC:ALF773) Lee 李慰民 Rep 4 2004-09 2006-02
Vivian Leung 梁慧雲 Rep 1, 4 2004-08 2006-02
Ye (SFC:ALK520) Li 勵曄 Rep 4 2004-11 2006-02
Yan Chun Liu 劉彥春 Rep 4 2004-08 2006-01
Chao Lou 樓超 Rep 4 2004-09 2005-07
Jianping Pan 潘建平 Rep 4 2005-11 2006-02
William Shih-Hsiao Peng 彭士孝 Rep 4 2004-07 2005-01
Zhanjun Sun 孫占軍 Rep 4 2004-08 2006-01
Choon Wah Tan 陳俊華 Rep 1, 4 2004-08 2006-02
Haibo Tang 湯海波 Rep 4 2005-01 2006-02
Xin (SFC:ALC116) Wang 王昕 Rep 4 2004-08 2005-10
Hong Wei 魏紅 Rep 4 2004-07 2004-09
Qinyu Yang 楊沁宇 Rep 4 2004-05 2006-02
Joy Fangyue Yuan 袁方悅 Rep 4 2005-08 2006-01
Johnnie Yuen 袁子能 Rep 4 2004-12 2005-07
Chunmei Zhang 張春美 Rep 4 2004-07 2004-09
Haibin (SFC:ALB711) Zhang 張海滨 Rep 4 2004-08 2004-11
Showing 1–32 of 32

Related