Choon Wah Tan
陳俊華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Choon Wah Tan (陳俊華), a licensed former licensee with CE reference ALC214. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-07-20 | 2013-12-10 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-06 | 2013-12-10 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-20 | 2009-07-31 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-06 | 2008-12-05 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-17 | 2007-05-25 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2006-05-17 | 2007-05-25 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-01 | 2006-04-18 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-02-01 | 2006-04-18 |
| CITIC Frontier China Research Limited 中信投資研究有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-17 | 2006-02-01 |
| CITIC Frontier China Research Limited 中信投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2004-08-17 | 2006-02-01 |