Ye (SFC:ALK520) Li
勵曄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ye (SFC:ALK520) Li (勵曄), a licensed former licensee with CE reference ALK520. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-31 | 2016-09-09 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-07 | 2013-07-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-21 | 2011-07-21 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-23 | 2007-04-21 |
| CITIC Frontier China Research Limited 中信投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2004-11-09 | 2006-02-01 |