Brian Victor Edward Nordberg
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Victor Edward Nordberg, a licensed Representative with CE reference APZ205. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2016-08-01 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2016-08-01 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2016-08-01 | present |
| Merrill Lynch Far East Limited | Rep | Type 7 — Providing automated trading services | 2016-08-01 | 2018-11-01 |
| Virtu ITG Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2010-11-24 | 2016-06-01 |
| Virtu ITG Hong Kong Limited |
Rep | Type 7 — Providing automated trading services | 2010-11-24 | 2016-06-01 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-09 | 2008-12-18 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-11-09 | 2008-12-18 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 9 — Asset management | 2007-11-09 | 2008-12-18 |