Kam Tong Yan
甄錦棠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Tong Yan (甄錦棠), a licensed Responsible Officer with CE reference ALT703. Currently licensed at 2 firm(s): T G Securities Limited, Quantsmile (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 9 — Asset management. Total licence records on file: 23.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T G Securities Limited 滙澤證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-11-07 | present |
| T G Securities Limited 滙澤證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-11-07 | present |
| Quantsmile (HK) Limited 量盈(香港)有限公司 |
RO | Type 9 — Asset management | 2010-01-27 | present |
| Quantsmile (HK) Limited 量盈(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-11-06 | 2010-01-27 |
| Hamon Asian Advisors Limited | RO | Type 4 — Advising on securities | 2007-01-24 | 2009-10-19 |
| Hamon Asset Management Limited | RO | Type 4 — Advising on securities | 2007-01-24 | 2009-10-19 |
| PFP Capital Limited | RO | Type 4 — Advising on securities | 2007-01-24 | 2009-10-19 |
| Hamon Asset Management Limited | RO | Type 5 — Advising on futures contracts | 2007-01-24 | 2009-10-19 |
| PFP Capital Limited | RO | Type 5 — Advising on futures contracts | 2007-01-24 | 2009-10-19 |
| Hamon Asian Advisors Limited | RO | Type 9 — Asset management | 2007-01-24 | 2009-10-19 |
| Hamon Asset Management Limited | RO | Type 9 — Asset management | 2007-01-24 | 2009-10-19 |
| PFP Capital Limited | RO | Type 9 — Asset management | 2007-01-24 | 2009-10-19 |
| Hamon Asian Advisors Limited | Rep | Type 4 — Advising on securities | 2006-09-20 | 2007-01-24 |
| Hamon Asset Management Limited | Rep | Type 4 — Advising on securities | 2006-09-20 | 2007-01-24 |
| PFP Capital Limited | Rep | Type 4 — Advising on securities | 2006-09-20 | 2007-01-24 |
| Hamon Asset Management Limited | Rep | Type 5 — Advising on futures contracts | 2006-09-20 | 2007-01-24 |
| PFP Capital Limited | Rep | Type 5 — Advising on futures contracts | 2006-09-20 | 2007-01-24 |
| Hamon Asian Advisors Limited | Rep | Type 9 — Asset management | 2006-09-20 | 2007-01-24 |
| Hamon Asset Management Limited | Rep | Type 9 — Asset management | 2006-09-20 | 2007-01-24 |
| PFP Capital Limited | Rep | Type 9 — Asset management | 2006-09-20 | 2007-01-24 |
| Winnington Capital Limited 永靈通金融有限公司 |
RO | Type 4 — Advising on securities | 2005-05-18 | 2006-08-07 |
| Winnington Capital Limited 永靈通金融有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-05-18 | 2006-08-07 |
| Winnington Capital Limited 永靈通金融有限公司 |
RO | Type 9 — Asset management | 2005-05-18 | 2006-08-07 |