Sze Ming How
侯思明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Ming How (侯思明), a licensed Responsible Officer with CE reference AIH218. Currently licensed at 1 firm(s): Patrons Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Patrons Capital Limited 百惠資本有限公司 |
RO | Type 1 — Dealing in securities | 2024-12-23 | present |
| Patrons Capital Limited 百惠資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-01-16 | present |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
RO | Type 1 — Dealing in securities | 2016-04-28 | 2021-08-30 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-04-28 | 2021-08-30 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-14 | 2016-04-28 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-03-14 | 2016-04-28 |
| Yi Shun Da Capital Limited 易順達融資有限公司 |
RO | Type 1 — Dealing in securities | 2015-11-04 | 2016-01-10 |
| Yi Shun Da Capital Limited 易順達融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-11-04 | 2016-01-10 |
| CMB International Capital Limited 招銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2010-09-07 | 2015-06-30 |
| CMB International Capital Limited 招銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-09-07 | 2015-06-30 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
RO | Type 1 — Dealing in securities | 2010-04-08 | 2011-05-05 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-04-08 | 2011-05-05 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-09 | 2010-02-18 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-04-09 | 2010-02-18 |
| ICEA Capital Asia Limited 工商東亞融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-05-02 | 2008-09-30 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-09 | 2009-04-01 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-06-09 | 2009-04-01 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-17 | 2006-05-25 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-01-17 | 2006-05-25 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-08 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-12-23 |