Chung Hin Chan
陳頌軒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Hin Chan (陳頌軒), a licensed Responsible Officer with CE reference APW782. Currently licensed at 1 firm(s): ABCI Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Capital Limited 農銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2021-12-06 | present |
| ABCI Capital Limited 農銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-12-06 | present |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-21 | 2021-12-06 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-10-21 | 2021-12-06 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-02 | 2021-08-16 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-11-02 | 2021-08-16 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-31 | 2016-11-02 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-03-31 | 2016-11-02 |
| Yi Shun Da Capital Limited 易順達融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-11 | 2016-01-10 |
| Yi Shun Da Capital Limited 易順達融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-11-11 | 2016-01-10 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-15 | 2015-06-14 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-09-15 | 2015-06-14 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-26 | 2010-09-09 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-02-26 | 2010-09-09 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-12 | 2010-02-18 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-05-12 | 2010-02-18 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-29 | 2009-05-04 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-10-29 | 2009-05-04 |
| ICEA Capital Asia Limited 工商東亞融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-10-29 | 2008-09-30 |