Shirley Suet Yee Chan
陳雪怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shirley Suet Yee Chan (陳雪怡), a licensed Responsible Officer with CE reference AGI487. Currently licensed at 2 firm(s): Huajin Securities (International) Limited, Huajin Corporate Finance (International) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 18.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huajin Securities (International) Limited 華金證券(國際)有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-03 | present |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
RO | Type 4 — Advising on securities | 2018-01-16 | present |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-01-17 | present |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-12-20 | 2017-01-17 |
| Cinda International Capital Limited 信達國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2016-02-22 | 2016-12-11 |
| Cinda International Capital Limited 信達國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-06-15 | 2016-12-11 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-16 | 2016-02-22 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-05-16 | 2011-06-15 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-04 | 2011-05-03 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-05-04 | 2011-05-03 |
| ICEA Capital Asia Limited 工商東亞融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-05-02 | 2008-09-30 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-21 | 2009-04-24 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-08-29 | 2009-04-24 |
| SBI E2-Capital Partners Limited 軟庫金滙合伙有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-01-27 | 2006-08-07 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-07-22 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-22 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-06-09 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-22 |