Baojie Liu
劉宝杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Baojie Liu (劉宝杰), a licensed former licensee with CE reference AGP687. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICEA Capital Asia Limited 工商東亞融資亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2005-12-21 | 2006-12-01 |
| ICEA Capital Asia Limited 工商東亞融資亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-09-02 | 2006-12-01 |
| ICEA Capital Limited 工商東亞融資有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-12-01 |
| ICEA Capital Limited 工商東亞融資有限公司 |
RO | Type 4 — Advising on securities | present | 2003-10-24 |
| ICEA Capital Limited 工商東亞融資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2006-12-01 |