Gary Sau Shan Chan
陳秀山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gary Sau Shan Chan (陳秀山), a licensed former licensee with CE reference ACH777. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICEA Capital Asia Limited 工商東亞融資亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2007-04-19 | 2008-09-01 |
| ICEA Capital Asia Limited 工商東亞融資亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-04-19 | 2008-09-30 |
| ICEA Capital Limited 工商東亞融資有限公司 |
RO | Type 1 — Dealing in securities | 2006-07-31 | 2009-06-30 |
| ICEA Capital Limited 工商東亞融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-07-31 | 2009-06-30 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-23 | 2006-07-31 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-05-23 | 2006-07-31 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2005-10-10 | 2006-04-27 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-08-19 | 2006-04-27 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 1 — Dealing in securities | 2004-05-27 | 2006-04-27 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-05-27 | 2006-04-27 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-04-18 |