Joshua Chi Hwa Lee
李智華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joshua Chi Hwa Lee (李智華), a licensed former licensee with CE reference AGL509. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Capital Limited 南華融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-04-17 | 2015-09-29 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-11-20 | 2015-04-17 |
| Altus Investments Limited | Rep | Type 1 — Dealing in securities | 2012-02-28 | 2013-09-28 |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-02-28 | 2013-09-28 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-26 | 2012-01-19 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-05-26 | 2012-01-19 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-09-27 | 2011-04-22 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-05 | 2008-11-18 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-09-11 | 2008-11-18 |
| CNI Global Capital Limited 中國北方環球資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-04-11 | 2006-09-04 |
| T & F Research Limited | Rep | Type 4 — Advising on securities | 2003-11-28 | 2004-02-20 |
| CNI Global Capital Limited 中國北方環球資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-07-18 | 2003-09-24 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-11 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-24 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-11 |