Lai Wan Winnie Kong
江麗雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Wan Winnie Kong (江麗雲), a licensed Responsible Officer with CE reference AAM240. Currently licensed at 1 firm(s): CNI Global Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNI Global Capital Limited 中國北方環球資本有限公司 |
RO | Type 6 — Advising on corporate finance | present | present |
| Optima Capital Limited 創越融資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-05-11 |