Carmen Lai Man Ng
吳麗文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carmen Lai Man Ng (吳麗文), a licensed Responsible Officer with CE reference AFT874. Currently licensed at 1 firm(s): Redwood Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Redwood Asset Management Limited 紅木林資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-12-12 | present |
| Redwood Asset Management Limited 紅木林資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-12-12 | present |
| Redwood Asset Management Limited 紅木林資產管理有限公司 |
RO | Type 9 — Asset management | 2019-12-12 | present |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-05-10 | 2019-03-11 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 9 — Asset management | 2018-05-10 | 2019-03-11 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-15 | 2019-03-11 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-03-11 | 2018-05-10 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-03-11 | 2018-05-10 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-06-13 | 2007-12-24 |