Hong Kong Asset Management Limited

香港資產管理有限公司
CE No. ABI734 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hong Kong Asset Management Limited (香港資產管理有限公司), a Hong Kong-based licensed corporation with CE reference ABI734. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 6 (total recorded over time: 49). Earliest licence on file: 2005-11-21.

Registered address

Rooms 105-7, 1/F, St George's Building, 2 Ice House Street

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2017-02-15 present
Type 4 — Advising on securities 2005-11-21 present
Type 9 — Asset management present present
Type 1 — Dealing in securities 2011-12-21 2013-07-16
Type 2 — Dealing in futures contracts 2020-05-18 2023-12-11
Type 4 — Advising on securities present 2005-03-05
Type 5 — Advising on futures contracts 2020-05-18 2023-12-11
Type 6 — Advising on corporate finance present 2005-03-05

Licensed staff (all-time) (49)
Active on date

Name Activities First licensed To
Jamilah Ali RO 1, 4, 9 2004-12 2013-12
Anthony Alan Arkey RO 1, 4, 6, 9 Pre-2003 2014-06
Kevin Siu Pong Chan 陳兆邦 RO 2, 5 Rep 2, 5, 9 2021-02 2022-02
Kin Pan Chan 陳健斌 RO 4 Rep 4, 9 2015-08 2016-11
Siu Pong Fok 霍少邦 RO 2, 5 2021-12 2022-12
Chun Hung Ho 何振雄 RO 1, 4, 9 Rep 4, 9 2016-05 Present
Yiu Kwong Kan 簡耀光 RO 1, 2, 4, 5, 9 2020-05 Present
Tang To Lo 盧登滔 RO 2 2020-05 2020-06
Hoi Wai Ma 馬凱威 RO 1, 2, 4, 5, 9 2019-03 2021-07
Carmen Lai Man Ng 吳麗文 RO 4, 9 Rep 1, 4, 9 2014-03 2019-03
Wing Keung Ng 伍永強 RO 1, 4, 9 2014-08 2019-04
Abhishek Rawat RO 1, 4, 9 Rep 1, 4, 9 2019-05 2023-12
Shing Kwan (SFC:ACS352) Wong 黃成坤 RO 1, 2, 4, 5, 9 2019-06 2024-02
Kane Yang RO 1, 4, 9 2011-11 2019-03
Florence Fung Cheung Au 區鳳翔 Rep 4, 6, 9 Pre-2003 2003-07
Mariea Bevan Rep 1, 9 2004-01 2013-07
Kien Ming Chan 陳堅明 Rep 1, 4, 9 2020-03 Present
Yee Wah (SFC:BIY457) Chan 陳綺華 Rep 4 2017-02 2018-03
Chia-Hui (SFC:ASU227) Chen 陳佳慧 Rep 1, 4, 9 2023-03 2023-11
Jian (SFC:BRV739) Chen 陳健 Rep 1, 4 2023-07 2023-12
Kenneth Kin Chun Cheng 鄭健駿 Rep 1, 2, 5, 9 2022-03 2022-12
Yuk Kwai Cheung 張玉桂 Rep 4, 9 2016-07 2018-03
Hok Chung Chiu 招學聰 Rep 4, 9 2015-09 2016-06
Hung Chou 周鴻 Rep 1, 9 2020-02 2022-05
Idy Yin Fong Chung 鍾燕芳 Rep 1, 4, 9 2012-08 2013-11
Nicholas John Donaldson Rep 4, 9 2005-06 2007-09
Ka Lei Fok 霍嘉莉 Rep 4, 9 2016-07 2016-11
Jessica Ching Man Fong 方靜雯 Rep 4, 9 2005-04 2006-07
Christopher Paul Frederick Hopkins Rep 4, 6, 9 Pre-2003 2007-09
Zhiyuan Jiang 江之源 Rep 1, 4, 9 2022-07 2023-12
Min Chul Kim Rep 1, 4, 9 2017-09 2019-02
Wai Chi Kwok 郭偉志 Rep 4 2009-05 2009-07
Christopher Chung Wai Lam 林仲煒 Rep 4, 9 2015-06 2016-11
Lit Fung Lam 林烈鋒 Rep 4, 9 2016-02 2019-02
Yun Ching Lam 林潤正 Rep 1, 4, 9 2017-11 Present
Chi Chung Lee 李志聰 Rep 4, 9 2015-08 2016-12
Yuen Mei Lee 李婉媚 Rep 4, 9 2016-06 2018-03
U Weng Leong 梁宇榮 Rep 1, 2, 5, 9 2021-02 2021-11
David Lut Yan Leung 梁律仁 Rep 4, 9 2016-06 2016-11
Jonathan Henry Paul Menzies Rep 4, 9 2014-08 2015-01
Chun Hing Ng 吳振興 Rep 1, 4, 9 2016-07 Present
Hon Kei Ng 吳漢基 Rep 1, 4, 9 2016-12 2019-11
Stephen Raymond Park-Smith Rep 4, 6, 9 Pre-2003 2004-10
Chris Chiu Ming Tang 鄧昭明 Rep 4, 9 2016-07 2017-07
Anson Wai Hung To 杜偉雄 Rep 1, 4, 9 2017-02 Present
Hetty Hor Shun Wan 溫可巽 Rep 4, 9 2016-07 2017-01
Man Ho (SFC:BEV529) Wong 黃敏豪 Rep 4, 9 2016-07 2016-12
Winnie Pui Ching Wong 黃佩貞 Rep 4 2009-05 2009-07
Jeff Feng Ye 叶鋒 Rep 4, 9 2016-03 2017-01
Showing 1–49 of 49

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