Christopher Paul Frederick Hopkins
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Paul Frederick Hopkins ( ), a licensed former licensee with CE reference AEY891. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-23 | 2016-02-26 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-09 | 2016-02-26 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 — Asset management | 2007-10-09 | 2016-02-26 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-03-28 | 2007-09-18 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-03 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-03 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 9 — Asset management | present | 2007-09-18 |