Shing Kwan (SFC:ACS352) Wong
黃成坤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Kwan (SFC:ACS352) Wong (黃成坤), a licensed former licensee with CE reference ACS352. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-04-14 | 2023-10-13 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2023-04-14 | 2023-10-13 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-06-12 | 2024-02-15 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-06-12 | 2024-02-15 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 9 — Asset management | 2019-06-12 | 2024-02-15 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-01-25 | 2018-09-10 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-05-02 | 2018-09-10 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 9 — Asset management | 2014-05-02 | 2018-09-10 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-03 | 2014-05-02 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-12-03 | 2014-05-02 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2009-10-12 | 2013-10-03 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-16 | 2013-10-03 |